Disclosure and Legal Notices

Disclosures

CPWM, LLC (previously known as Columbia Pacific Capital Management “CPCM”) is a SEC registered investment adviser located in Seattle, Washington. Registration of an investment adviser with the Securities and Exchange Commission does not imply any level of skill or training.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by CPWM) made reference to directly or indirectly by CPWM in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which could have the effect of decreasing historical performance results.

*Values represented as of 6.30.2017

Legal Notices

CPWM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. CPWM’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of CPWM’s web site should not be construed by any consumer and/or prospective client as CPWM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by CPWM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of CPWM, please contact the SEC or the state securities regulators for those states in which CPWM maintains a notice filing. A copy of CPWM’s current written disclosure statement discussing CPWM’s business operations, services, and fees is available from CPWM upon written request. Certain information included on the website may have been sourced from unaffiliated third parties that CPWM deems to be reliable. However, CPWM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to CPWM’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.

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